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Capital Markets Compliance Advisory - London, United Kingdom,

British Pound . GBP 70000.00-70000.00

AVP - Capital Markets Advisory Compliance

AVP Capital Markets Advisory Compliance The Firm:
A well-established London investment bank seeks an AVP to join their Capital Markets Advisory Compliance team. They are looking for experienced compliance officers with strong understanding of ether Capital Markets, Control Room or Fixed Income Advisory experience. The Role:
As an AVP you will be responsible for providing advice to the trading floor regarding regulatory requirements surrounding capital markets, including but not limited to Debt Capital markets, Equity Capital Markets, Structured Products and Mergers and Acquisitions. Key Accountabilities will include:

  • Promote a strong compliance and ethical culture throughout the bank
  • Delivering effective regulatory advice for issued arising on the trade floor
  • Develop projects and new initiatives, providing face to face compliance training on regulatory matters
  • You will be key point of contact for the business in regards to new regulatory changes
  • Draft, update and develop new policies and procedures for the business


The Candidate: Must have a high level of intellectual curiosity and flexibility on working practices with a strong track record of challenging the business to ensure regulatory requirements are maintained Other essential qualifications are:

  • Experience working within the digital environment delivering effective strategies and innovative ideas
  • Excellent analytical and investigative abilities
  • The ability to work autonomously and within a team to promote the culture of the bank
  • Must be able to understand the need of good government and internal policy control
  • Strong track record of resisting senior stakeholder challenge
  • A minimum of at least 5 years working within compliance
  • Exceptional academic background

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