Compliance Manager - Private Banking/Wealth Management - Northampton, Northamptonshire, United Kingdom, NN1 1

£50-70k

Responsibilities:

  • Undertaking the compliance monitoring programme
  • Assisting the Head of Compliance with the Compliance Assurance Plan
  • Ensuring policies and procedures are updated and regulatory compliant
  • Horizon scanning
  • Thematic reviews
  • Ad hoc projects
  • Training
  • Stakeholder management

Requirements:

  • Broad compliance experience with sound FCA compliant knowledge
  • Wealth Management/ Financial Advice desirable
  • Excellent communication skills/ influencing skills

Salary: £50,000 - £70,000 + benefits