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Compliance Manager - Wealth Management - City, Bristol, United Kingdom, BS1


Compliance Manager - Wealth Management

Bristol | £45,000 + Great Package

A leading Wealth Management firm with offices based just West of Bristol, are looking to expand upon their current Compliance team with the addition of a Compliance Manager. Assisting in the development of relationships with appointed representatives, this key placement will be responsible for ensuring all operations are compliant and in line with company governance framework and regulatory requirements.

The role will involve:

  • Promoting a strong ethos of compliance and customer-focus throughout the Group
  • Developing and managing key relationships with appointed representatives
  • Developing systems, controls and policies
  • Collaborating with management and relevant staff members to ensure high levels of engagement in relation to compliance
  • Undertaking risk assessment analysis and quality assurance checks
  • Conducting ad hoc projects and tasks as required by the Group Head of Compliance

This is a fantastic opportunity for someone with prior experience in a compliance or regulatory based role within an IFA environment. They would value someone who is Level 4, Diploma qualified (CII or equivalent) or is actively working towards with the aptitude to continue with professional qualifications. With state-of-the-art technology a key focus for the firm, this allows both Consultant and client to truly explore and manage the key aspects of their specific financial complexities.

In return they offer:

  • A great remuneration and benefits package
  • The opportunity to progress within an exciting career
  • A brilliant and highly supportive working environment

For a full job specification, please contact Briony Malden