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Compliance Officer - Private Wealth Services: London - City, London, United Kingdom, EC1A2


A growing Wealth Management company that offers a tailored range of services for their Private and Corporate Clients are looking to hire for a Compliance professional within their London office.

The role includes handling the full compliance function for the boutique London office and is an ideal opportunity if you are entrepreneurial and feel confident that you can be the main point of contact for the management of day-to-day AML and compliance issues.

Reporting directly into the MLRO and Chief Compliance Officer (based in a different country) you will have full responsibility for the London office and therefore will need to be a self-starter.

Responsibilities include:

  • All aspects of client on-boarding from filing papers to KYC, transaction monitoring, annual reviews, etc.
  • You will be required to constantly communicate with internal staff and offices globally. Making sure everything is all in order in a compliant manner.

If you have worked in Compliance, ideally within financial services, doing a similar role or would like to take the next step in your career and feel confident that you can do the above, then this could be a great opportunity.