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Deputy Head of Compliance - Reading, Oxfordshire, United Kingdom, RG1


Our client, a leading pensions consultancy, based in Reading, is currently hiring for a Deputy Head of Compliance who will be responsible for supporting the Head of Compliance in delivering regulatory advice and guidance to the client with a view to promotion to the Head of Compliance role within 2-5 years.


  • Providing FCA compliance guidance for two regulated companies, one of which is a SIPP operator
  • Ensuring policies, processes, systems and controls in place to comply with FCA requirements
  • Training, educating and promulgating compliance policies and processes to affected staff
  • Supporting FCA regulatory reporting
  • Regulatory compliance reviews
  • Supporting activities in relation to AML controls
  • Ensuring processes, systems, controls and training in place to comply with ML Regulations and Sanctions requirements
  • Supporting the Data Protection Manager with regard to data protection issues


  • Experience at a senior level in the Compliance team of an FCA-regulated business
  • FCA regulatory returns and reporting, including PSDR, RMAR and Connect
  • FCA consultation and rule changes
  • Knowledge of SIPP and SSAS business
  • Knowledge of the regulated advice process for corporate clients, in particular investment advice to pension schemes

This is a full time, permanent position working Monday-Friday.

Our client offers an excellent remuneration package and excellent career progression.