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Head of Risk & Compliance - City, Manchester, United Kingdom, M1


Job Description:

Recruit UK are working on an excellent opportunity for a Head of Risk & Compliance in Manchester to join a National IFA.

This role sits in the legal & regulatory function providing a vital service to the business and you will be reporting to the Legal & Regulatory director. You will be defining compliance & risk policies and how the business will operate this and remain compliance as well as monitoring these policies.

Duties will include but will not be limited to:

- Compliance Oversight & Monitoring

- Risk management & identifying regulatory risks early

- Adhere to the company monitoring procedures

- Provide support to the members

- Provide an independent complaints handling function

- FCA regulation reviews

- Systems and controls audits

What's in it for you:

- Work within their stunning Manchester Office.

- Fantastic salary

- Great Flexible benefits package.

- Support with administration from designated PA

Skills and experience required:

- Level 4 diploma minimum. Level 6 preferred.

- 3 years minimum experience of Senior compliance and dealing with the FCA.

- Experience of strategy interpretation and delivery