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Pensions Compliance Manager - Advisory Firm - Horsham, Sussex, United Kingdom, RH12


Pensions Compliance Manager - Advisory Firm

Horsham | £50,000 + Great Package

A leading UK Financial Services Group who are undergoing rapid expansion have a new challenging career opportunity for an experienced Compliance Manager with significant Pension Transfers knowledge.

Specifics of the role will involve -

  • Add value to the Compliance Department by assisting with the design and implementation of compliance procedures
  • Help to produce and implement the Compliance and Monitoring programmes
  • Identify risks that may have an impact on the business and discuss with Compliance Director as required
  • Monitor Advisors and consultants ensure that any training or development requirements are attended to. Highlight any findings within the monitoring programme.
  • Investigate complaints and errors, following internal and FCA guidelines. Ensure all records of updated and recorded in line with procedure.
  • Educate all staff on polices and changes that could affect the business.
  • Provide a Compliance induction to all new joiners and ensure that they have a full understanding of company policy and requirements.
  • Help manage compliance projects.

This is an excellent opportunity for a compliance professional to join an entrepreneurial company who have ambitious growth plans. They are looking for a proactive individual who wants to add value and contribute to the development of the department.

To apply for the position, you must have strong Pensions product and Transfer experience, hold a full diploma, plus an additional pension qualification AF3, AF7 or G60 - JO7 would be a bonus and have significant Compliance experience within Financial Services, preferably in an investment or pensions environment

In return, they offer:

  • A fantastic working environment within a truly entrepreneurial and forward-thinking firm
  • Great remuneration package
  • The opportunity to progress and develop

For more information please contact Briony Malden