Regulated Lending Compliance Officer/Manager - London Finance Speciali - London, United Kingdom,


An award winning, highly successful lender with an excellent reputation for staff retention and personal development are now at the point where they need a suitably experienced lending compliance professional.

The main duties will include but not be limited to:

  • As a " stand alone "Compliance Officer assuming responsibility for setting up a Lending compliance function.
  • This will include putting frameworks in place and sample testing mortgage/loan files and telephone calls reviews, T&C file checks, review of correspondence and any other material as required.
  • Writing up the reviews undertaken and issues identified. Escalation and resolution of issues where appropriate.
  • Creating, reviewing and updating the Compliance manual where required.
  • Answering staff queries on specific cases using regulatory/mortgage knowledge
  • Regulatory (FCA)and internal reporting including management information analysis.
  • Undertaking Adhoc projects where required
  • Deputise for the compliance manager in their absence.
  • Complaint investigation and resolution including preparing final responses to clients.

Candidate Attributes:

  • Someone who seeks the freedom and autonomy to create a " start up" Compliance function.
  • Ability to swiftly learn the products and procedures of this niche lender and therefore a proactive and questioning nature is essential.
  • Work to tight deadlines and manage own time, duties and require little supervision
  • Excellent command of the English language including strong written and verbal communication skills
  • Strong interpersonal skills
  • Familiar with regulations including but not limited to FCA, ICO, JMLSG & OFT

The role offers a competitive package including a negotiable basic salary, bonus and a range of benefits. Interviews are available immediately.